on Leonteq AG (isin : CH0190891181)
Leonteq Resolves Regulatory Legacy Issues
Leonteq AG has announced that the Swiss Financial Market Supervisory Authority (FINMA) confirmed the completion of all measures following the enforcement proceedings concluding in 2024. This resolution marks the end of pending regulatory issues, granting Leonteq the clarity to focus on its business priorities.
Leonteq promptly addressed the measures in 2025, with a FINMA-appointed audit assessing the efforts through early 2026. CEO Christian Spieler emphasized that resolving these matters strengthens Leonteq's governance and compliance framework, positioning the firm to advance its business and deepen client relationships.
Leonteq undertook a comprehensive program to enhance compliance, reducing target markets and ceasing collaborations with non-regulated intermediaries. Significant investments improved internal controls and monitoring, benefiting the firm's strategic goals.
R. P.
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